News and Resources

BuckleySandler Webinar - 2016: The Year in Review and the Outlook for 2017

  • February 23, 2017
  • 12:00 - 1:00 pm

As we move into 2017, now is a good time reflect on the important developments in Bank Secrecy Act/Anti-Money Laundering (BSA/AML) and sanctions compliance in 2016, and how they will impact the year ahead. Our first webinar of the year will focus on those developments, including the Financial Action Task Force Mutual Evaluation and its implications for U.S. financial institutions, the Customer Due Diligence/Beneficial Ownership rule, de-risking, and major enforcement actions that will help define expectations for BSA/AML compliance by U.S.-based financial institutions. Our panelists will discuss the issues that financial crimes compliance professionals must be prepared to address in 2017.

Join us for a discussion of these important developments and the practical steps that financial institutions need to take now to meet the challenges ahead.

Panelists: 

  • Daniel P. Stipano, Partner, BuckleySandler, brings more than three decades of bank regulatory and enforcement experience. Prior to joining the firm, Mr. Stipano was at the Office of the Comptroller of the Currency, where he served as Deputy Chief Counsel for 16 years. In his practice he advises on all aspects of bank regulatory and compliance issues, represents clients in state, federal, and foreign banking enforcement actions, and provides assistance in establishing, maintaining, and monitoring BSA/AML compliance programs.
  • Amy Davine Kim, Counsel, BuckleySandler, advises clients in the areas of U.S. regulation of international business and financial services with a focus on AML/BSA and OFAC compliance and digital payments. Ms. Kim advises financial institutions, payments innovators, and other clients on matters involving federal and state regulatory compliance, in particular those involving anti-money laundering and digital payments matters regulated under the BSA and by the Financial Crimes Enforcement Network, the Office of Foreign Assets Control, and the Consumer Financial Protection Bureau.

Moderator:

  • James T. Parkinson, Partner at BuckleySandler LLP, focuses on international regulatory compliance counseling, corporate internal investigations, and enforcement defense litigation. He represents clients on a variety of criminal and civil enforcement actions, including Foreign Corrupt Practices Act (FCPA), securities fraud, insider trading, false statements, and environmental matters.
    Who Should Attend: This webinar will be of particular interest to in-house legal, compliance, and risk management personnel at banks and other financial services providers.

When: Thursday, February 23, 2017 from 12 to 1 pm EST

Complimentary Registration: https://attendee.gotowebinar.com/register/2892594471403197185
Registration required. Please, no outside law firms, government agency personnel, consulting firms, or media. After registering and being approved, you will receive a confirmation email containing instructions for joining the webinar.

About BuckleySandler
With more than 150 lawyers in Washington, DC, Los Angeles, New York, Chicago, and London, BuckleySandler LLP offers premier enforcement, litigation, compliance, regulatory, and transactional services to financial services institutions, as well as leading and early stage companies, joint ventures, private equity funds, and individual clients throughout the world. "The best at what they do in the country." (Chambers USA)